Suspicious minds – What’s the definition of suspicion in AML?
The AML legislation imposes a positive duty on lawyers, in certain circumstances, to report any suspicion that their client is engaged in money laundering. Given that such a duty is,
Blogs
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The ICO has teeth, and is not afraid to use them!
So, we all knew that the ICO had been equipped with a fine set of gnashers by the GDPR and DPA legislation. What we didn’t know was what it would
Ark Group Conference Panel
I attended the Ark Group Annual AML Conference in London yesterday to speak on the panel about the challenges for MLROs who are also fee earners in their firm. The
Price Transparency: An opportunity not to be missed!
As part of the recently launched Teal Compliance Officer Training Programme, I ran a webinar session running through all the requirements in relation to Price Transparency and the impact it
Time to audit data compliance?
We’re nearly a year since the frantic preparations for GDPR. How is it all going? Should we be checking? Should we audit data compliance? Why do I need to complete
Teal Tales: Consent for missing CDD information
We get many calls from firms who have unusual compliance queries. They are my favourite calls! Today’s tale is a common one, and the issue it raises is a common
Mindful policies
This morning I was looking at a post on LinkedIn which generated a lot of comments and interest. The post is about a mobile phone policy which a content marketing
The Data Protection Regulations Amendment 2019
Draft Regulations to create a ‘UK GDPR’ were published by the Government this week to ensure that the UK is ready for Brexit. The Data Protection Regulations Amendment 2019 introduce
EU-US Privacy Shield and Brexit – What you need to know
After a turbulent few months, the Privacy Shield was re-approved by the EU Commission at the end of last year and with Brexit looming, if you are a Privacy Shield
Ten point plan for IDD compliance
This may appeal to those of you who like me are a little lost when someone talks to you about the Insurance Distribution Directive. Let’s start from the basics, The