Regulatory compliance is changing. Legal Sector Regulation is moving away from rules-based compliance. As it moves more and more to focus on outcomes, firms often need guidance on how to translate the requirements into practical measures.
How can Teal help with Regulatory compliance?
Practical and accessible policies and procedures and clear information for clients are essential to meet the regulatory compliance obligations. We help firms develop comprehensive documents, which provide clarity for the reader as to what is required and why.
We have designed various training courses to educate on the regulatory requirements, all of which can be tailored to your firm’s policies and procedures. Subjects include:
- Code of Conduct
- Account Rules
- Roles and Responsibilities of Compliance Officers
- Equality and Diversity
- Compliant Handling
- Risk Management and Effective Supersvision
One of our most popular services is our Compliance Gap Analysis Audit for firms who are looking to test their processes and procedures or who are looking to develop their compliance function and who are seeking guidance on where to focus.
Read more about the various services we can offer in regulatory compliance.
Our Regulatory Compliance SORTED Programme
Our ‘SORTED’ solution provides a comprehensive solution to your regulatory compliance needs. Our experts will work closely with you to assess your requirements and provide a personalised regulatory compliance strategy to mitigate risks effectively.
Find out more about how our Regulatory Compliance SORTED Programmes can help.
Download our Regulatory Compliance SORTED Programme Brochure
SORTED for medium and large law firms
SORTED for small law firms
Get in touch about our regulatory compliance services
To book, or find out more, about our regulatory compliance services, contact us today.
This programme will enable you to spot the gaps in your compliance and fix them quickly.
Training & Education
We make our compliance training courses as practical and enjoyable as possible.
Legal Compliance Audit
Our audit answers those compliance questions that you’ve been struggling with.
Policy Review & Writing
We love reading policies and procedures, but we know not everyone does.
Is your website compliant with the SRA Transparency Rules? Our website audit will help.
Our technology solution for your compliance needs. Keeping you and your clients safe.