our compliance consultants
Ask Teal Service
Here at Teal Compliance, our team have a wide range of legal experience. We know that there are times when it would be helpful for you to discuss compliance issues to find a solution. Whether it’s something you’ve never come across before, or you just need a second opinion, use our popular ‘Ask Teal’ service, where our compliance consultants will be on hand to guide you through your query.
How Ask Teal has helped clients
Over the years, our Ask Teal service has helped many clients. Whether they want a comprehensive answer to an important compliance question, or they’ve just needed a second opinion to put their minds at ease. These are just some of the ways in which our Ask Teal service has helped.
- Discussing suspicious activity and red flags
- Guiding firms on reporting obligations and seeking consent
- Reviewing CDD documentation and evidence of source of funds and source of wealth
- Tipping off and what you can and can’t say
- Discussing potential conflict situations
- How to deal with a complaint
- Potential breaches of the Code
- Handling a data breach
- Data retention in practice
Download our Ask Teal brochure to find out how our compliance consultants can help
Get in touch about our Ask Teal service
To book, or find out more, about our Ask Teal service, contact us today.
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We make our compliance training courses as practical and enjoyable as possible.
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Our audit answers those compliance questions that you’ve been struggling with.
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