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Legal Compliance Audit

So, you’ve put the policies, procedures and training in place, but your compliance still isn’t working? If that’s the case, our legal compliance audit service can help.

How can Teal's legal compliance audit help?

The time that those responsible for compliance have is precious. For many of our clients, they also have fee earning and other management responsibilities. They need to know what they’ve invested time (and often money in) is working, which is where we come in.

Working with a firm, we will conduct a paper-based review of the policies and procedures, before attending onsite to test them through staff interviews and file reviews.

At the end of the review, we provide a report detailing where we feel the firm has met the requirements and our recommendations where they haven’t.

From the feedback we get from our clients, the most valuable part of our audits is the chance for those responsible for compliance to sit down for a few hours with one of our experts and get the answers to those questions they’ve been struggling with, and hear about our experience of good practice.

How can Teal's legal compliance audit help?

We offer audits in the following areas of legal compliance:

Anti-Money Laundering

The legal sector is vulnerable to money laundering and we’re here to help law firms be fully equipped with compliance and training.

Data Protection

With the introduction of the GDPR all businesses in the UK had to think very carefully about how they use their clients’ and employees’ data.

Regulatory Compliance

As regulations focus more on outcomes, firms often need guidance on how to translate the requirements into practical measures.

Download our Independent AML Audit brochure

Our AML independent audit service provides peace of mind that you, your firm and your clients are safe. To find out more, download our brochure.

Get in touch about our legal compliance audit service

To book, or find out more, about our legal compliance audit service, contact us today.

Testimonial from Right Legal

"We have been using Teal to support our compliance frameworks, and every aspect of our experience with them has been fantastic. From the training to the audits, and especially the ‘Ask Teal’ helpline, nothing is too much trouble, and you get quick support from some of the industry’s best compliance experts."

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Testimonial from Constantine Law

"We rely on Teal Compliance to provide responsive, practical compliance services to Constantine Law. They know what they are doing and they provide peace of mind regarding day-to-day compliance matters as well as responses to unforeseen (tricky) compliance matters. They have become an indispensable partner to Constantine Law in our growth journey."

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Testimonial from Streathers Solicitors

"We have worked with Teal for several years. They have provided us with AML training and also helped us put together our firm-wide AML risk assessment and our updated AML policy, along with assisting us with various issues as and when they arose. We have always found them to be very helpful, friendly, responsive and knowledgeable, and are happy to recommend them."

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Testimonial from Streathers Solicitors

"We have had a relationship with Teal for a number of years and they have provided a valuable resource to our compliance team. Teal combine the delivery of a personal and friendly service with city level expertise."

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