Feel Safe, Call Teal

0333 987 4320

LEGAL

COMPLIANCE AUDIT

You’ve put the policies and training in place, but is it working?

The time that those responsible for Compliance have is precious. For many of our clients, they also have fee earning and other management responsibilities. They need to know what they’ve invested time (and often money in) is working, which is where we come in.

Working with a firm, we will conduct a paper-based review of the policies and procedures, before attending onsite to test them through staff interviews and file reviews.

 
 

At the end of the review, we provide a report detailing where we feel the firm has met the requirements and our recommendations where they haven’t.

From the feedback we get from our clients, the most valuable part of our audits is the chance for those responsible for compliance to sit down for a few hours with one of our experts and get the answers to those questions they’ve been struggling with, and hear about our experience of good practice.

We offer audits in the following areas:

Anti Money Laundering

The legal sector is vulnerable to money laundering and we’re here to help law firms be fully equipped with compliance and training.

Data Protection

With the introduction of the GDPR all businesses in the UK had to think very carefully about how they use their clients’ and employees’ data.

Regulatory Compliance

As regulations focus more on outcomes, firms often need guidance on how to translate the requirements into practical measures.

Read more about the support we offer in the areas above or get in touch for a chat about how we can help!

GET

in touch

If you would like to find out more about how Teal Compliance and our expert Associates can help with your compliance requirements, we would love to hear from you. Send us your enquiry and we’ll be in touch.

​Feel Safe, Call Teal 0333 987 4320

Amy is my go to expert for both practical advice/help and firm
wide training in both AML and all aspects of compliance. Totally
dedicated, scarily knowledgeable yet always a joy to deal with.

Cyril Arridge, Managing Partner, Quality Solicitors Parkinson Wright