BLOGS
The SRA has new fining powers for AML – and they’re going to use them!
The Solicitors Regulation Authority (SRA) has long desired more robust punitive capabilities against traditional law firms. They have historically possessed the ability to impose significant
Managing Risk and Learning from Mistakes
As legal professionals, it is crucial to manage the risks we face daily and learn from our mistakes. The common goal of most professionals is
What Should an AML Audit Involve?
I love an AML Audit. I really enjoy reviewing Firm’s policies and procedures and seeing the different approaches Firm’s take in respect of AML. Best
Anti-Money Laundering – What to expect from an Independent Audit
Regulation 21 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (otherwise known as the Money Laundering
Do you have to collect CDD on employees of (non-natural person) clients?
This is a question I get asked loads of times! In fact, last week I had a client who has a policy of asking for
Human trafficking and how to spot it
Human trafficking is one of the fastest-growing illegal enterprises in the world, after drug trafficking. Human trafficking is the trade of humans for the purpose
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If you would like to find out more about how Teal Compliance and our expert Associates can help with your compliance requirements, we would love to hear from you. Send us your enquiry and we’ll be in touch.
Feel Safe, Call Teal 0333 987 4320
We recently worked with Teal Compliance who undertook a Legal Compliance Audit for us. We had no hesitation in instructing them to carry out the Audit as it was clear that their knowledge in this area is extensive. They were very impressive from the moment of our first interaction with them, right through to receipt of their final report. In fact, we have been so impressed that we will be engaging with them again to undertake bespoke training for our staff. We would have no hesitation in recommending them.
Joanne Clarke, Partner, Lester Aldridge Solicitors
