Is your law firm’s website compliant with the SRA Price Transparency Rules?
If you’re involved in managing compliance at a UK law firm, you’re probably no stranger to the SRA Price Transparency Rules. But just how compliant is your website? In this
Regulatory Compliance
Here you will find the results of your search. If you don’t find what you’re looking for, try a different term or get in touch with our friendly team.
Compliance Planning: Are you ‘regulator ready’ for 2024?
In 2023 we saw increased levels of guidance and new directives from our industry regulators along with new legislation and ongoing changes in areas such as sanctions. Therefore, it’s never
Finding the right legal tech solutions
Going back 10 years, finding the right legal tech was fairly easy, as case management systems were probably the only legal tech solutions law firms had to buy. Now, there
What’s the regulator guidance on source of funds and source of wealth?
Source of funds and source of wealth can be tricky because the regime we have is risk based. It’s not just about making sure you get bank statements. It’s also
The Case of Nirosha Jayawardena and its Nine Key Lessons
In an ever-changing landscape, keeping abreast of new developments is essential in the legal profession. This week, I delved into the intriguing case of Nirosha Jayawardena, a solicitor who recently
New SRA fining powers for AML – Be careful as they’re going to use them!
The Solicitors Regulation Authority (SRA) has long desired more robust punitive capabilities against traditional law firms. They have historically possessed the ability to impose significant fines on Alternative Business Structure
Think you’re not a Tax Adviser? Think again!
On 23 November 2020 the SRA released guidance that may have been missed by many of you. What’s the purpose of the SRA Guidance? The purpose of the guidance was
A look at the new Freelance Solicitor Model
In November 2019, the SRA introduced a new model of operating for so-called ‘freelance solicitors’. The intention of the freelance solicitor model was to allow solicitors greater flexibility when providing
Merging under pressure and compliance due diligence
There are firms that, for one reason or another, are finding themselves in unexpected commercial difficulties that make their longer term viability questionable. Radical reconstruction by consolidation through merger may be
What is a Politically Exposed Person (PEP) and how do I know if my client is one?
The SRA expect solicitors and firms to continue to meet the high standards the public expect (which includes upholding the rule of law). It’s therefore important to ensure that all