Compliance Culture: Communication is key!
The legal industry can be a mixture of things, both good and not so good. People tend to focus on the things that drive them, whether it’s the bottom line
Legal Compliance
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Teal Compliance and Lockton Conference 2018
The Teal Compliance and Lockton Conference 2018 takes place on the 26th April 2018 in London. With so much change afoot in the world of compliance, the theme for
Do we need to ‘change up’ AML Training?
I have been training in AML for 13 years. I love it, I love spreading the word, helping staff in law firms understand the risks they face, and what
The Data Protection Bill – What do I need to know?
The draft Data Protection Bill [HL] 2017-19 will get it’s second reading in the House of Commons today, Monday 5th March 2018, moving one step closer to receiving Royal Assent.
AML – the size and nature test
Regulation 21 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 requires that a firm which is regulated, implements internal controls where
What are your compliance goals?
At the start of 2018 most us will have sat down and set personal new year resolutions. There are two questions I would ask: How many of those resolutions
What’s a DPO and does my business need one?
A ‘DPO’, or Data Protection Officer is the person in a business who has been appointed to deal with all data privacy related matters. Under the current Data Protection
Know your clients to avoid AML penalties
I was recently at an event speaking about AML legislation. As my attentive audience sat eagerly taking notes, one delegate raised her hand to ask about client verification, and the
GDPR – ICO fee changes from 1st April 2018
As we are all aware, the GDPR implementation deadline of 25th May 2018 is fast approaching….. in fact it’s just over 15 weeks away. But were you also aware
Top 4 AML things you need to tackle in 2018
The wicked, the criminals, are continuously innovating, and creating new ways to make money out of crime. They are also money laundering, on an epic scale. The scale of money