Ark Group Conference Panel
I attended the Ark Group Annual AML Conference in London yesterday to speak on the panel about the challenges for MLROs who are also fee earners in their firm. The
Legal Compliance
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Price Transparency: An opportunity not to be missed!
As part of the recently launched Teal Compliance Officer Training Programme, I ran a webinar session running through all the requirements in relation to Price Transparency and the impact it
Teal Tales: Consent for missing CDD information
We get many calls from firms who have unusual compliance queries. They are my favourite calls! Today’s tale is a common one, and the issue it raises is a common
Mindful policies
This morning I was looking at a post on LinkedIn which generated a lot of comments and interest. The post is about a mobile phone policy which a content marketing
EU-US Privacy Shield and Brexit – What you need to know
After a turbulent few months, the Privacy Shield was re-approved by the EU Commission at the end of last year and with Brexit looming, if you are a Privacy Shield
Ten point plan for IDD compliance
This may appeal to those of you who like me are a little lost when someone talks to you about the Insurance Distribution Directive. Let’s start from the basics, The
GDPR six months on……
It’s been six months since GDPR came into effect on 25th May. Despite the Y2K like panic in the run up to May, the world did not come crashing down
The new transparency rules: what you need to know
The Legal Services Board have approved the SRA’s proposed change to the transparency rules. But, what does this mean for your law firm and how are you going to ensure
Latest cybercrime risks to the legal sector and how to manage them
A recent report produced by the National Cyber Security Centre (NCSC) highlights the need for even the smallest firms to undertake a cyber threat risk assessment and implement effective controls.
New Government focus on AML
When I decided to start ABC and Teal I was very clear about one thing. I will not scaremonger, use fear to sell our services. In compliance there are serious