Teal Tracker
Compliance software subscription

From managing incidents at your law firm to ensuring compliance training competency amongst your staff. The Teal Tracker’s compliance software subscription has everything you need.

Teal Tracker Compliance Software Subscription

The Teal Tracker has a minimum subscription of 2 years. If you subscribe to the Teal Tracker, you’ll get the following:

Incident Management

Easy to use form for staff
Email and in-tracker notifications of issues to review
Auto populate the relevant Register
Templates for reporting to Regulators
Heat Map showing areas of focus

Training Tracker

Training Needs Questionnaire
Suggested course outlines
Training Plan
Training Record
Training Evaluation form
Chaser emails
Reporting for Practising Certificate Renewal

Policy Manager

Policy Upload
Policy Register
Email and on platform notifications for updates
Distribution email
Read receipts
Reminder emails

File Reviewing

File review form (compliant with Lexcel and CQS)
Email notifications
Corrective Action Logs
Department/Firmwide reporting
Notification of incidents to relevant Compliance Officer

Gifts & Hospitality Register

Intuitive form for staff to complete
Authorisation by manager
Configurable limits
Reporting by client, department and staff member, type of gift or hospitality

Own Conflict Register

Easy to complete form
Centralised database
Searchable by organisation name/number
Downloadable pdf report for your records

Undertakings Register

Record undertakings, including authorising staff member, and date due to be discharged
Register can be filtered to show all, own or authorised undertakings
Reminders to staff to review and close undertakings

High Risk Client Register

Integration with firm’s existing systems
Bespoke File Reviewing Questions
Bespoke Training Needs Questions
Bespoke corporate colour integration

Want to find out more about Teal Tracker?

To find out more or book a demo, email hello@tealtracker.com

Choose compliance with confidence. Choose Teal Compliance.

Testimonial from Right Legal

"We have been using Teal to support our compliance frameworks, and every aspect of our experience with them has been fantastic. From the training to the audits, and especially the ‘Ask Teal’ helpline, nothing is too much trouble, and you get quick support from some of the industry’s best compliance experts."

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Testimonial from Constantine Law

"We rely on Teal Compliance to provide responsive, practical compliance services to Constantine Law. They know what they are doing and they provide peace of mind regarding day-to-day compliance matters as well as responses to unforeseen (tricky) compliance matters. They have become an indispensable partner to Constantine Law in our growth journey."

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Testimonial from Streathers Solicitors

"We have worked with Teal for several years. They have provided us with AML training and also helped us put together our firm-wide AML risk assessment and our updated AML policy, along with assisting us with various issues as and when they arose. We have always found them to be very helpful, friendly, responsive and knowledgeable, and are happy to recommend them."

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Testimonial from Streathers Solicitors

"We have had a relationship with Teal for a number of years and they have provided a valuable resource to our compliance team. Teal combine the delivery of a personal and friendly service with city level expertise."

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