Guide to Source of Wealth & Funds for Law Firm Compliance
As many of you will know I am the Chair of the Law Society’s Economic Crime Taskforce which allows me to share with Team Teal and our clients inside intelligence
Risk Management
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SRA Consultation Response Tips for Client Account Changes
Further to the SRA’s January Consultation latest round, Amy Bell at Teal Compliance would like to impart her insights best practice for responses. It’s a hot topic for 2025
Why Culture is the Foundation of Compliance in Law Firms
The word “culture” in terms of how a law firm is run, shouldn’t be a simple trending buzz word, or used for soft skills in marketing and for recruitment requirements.
Risks of Law Firm Client Accounts: Why the SRA is concerned
You will have read at the tail-end of 2024 that the Solicitors Regulation Authority (SRA) has raised concerns over the management of client accounts held by law firms, prompting a
The Teal Tracker’s New Feature: Root Cause Analysis Process
The Teal ‘Root Cause Analysis Process’, or ‘RCAP’, is a new, groundbreaking feature of the Teal Tracker. Here we explain what it does, how it works and how it can
Why we built the Teal Tracker compliance technology
The Teal Tracker compliance technology platform is the solution for all law firms’ compliance needs. Here, we explain why we built the Teal Tracker, and how it’s benefiting law firms.
Launch of our brand new compliance training technology, Teal College
At Teal, we’re thrilled to launch our brand new compliance training technology, Teal College! Find out what Teal College is, and how it can benefit your law firm. What is
What are matter based risk assessments?
Matter-based risk assessments were introduced in the 2017 Money Laundering Regulations (MLR). Fundamentally, the idea is you’re supposed to look at the client and matter, and decide how risky it
Managing risk and learning from mistakes
As legal professionals, it is crucial to manage the risks we face daily and learn from our mistakes. The common goal of most professionals is to prevent messes in the
Managing Risks When Supervising Remotely
Effective supervision has always been important from a risk management perspective but never more so than now, when it comes to managing risks when working remotely. Especially if you’re having