How to Master the Tricky World of the Source of Funds and Wealth
AML compliance can feel like walking a tightrope, right? Especially when it comes to a client’s source of funds and wealth. It’s a balancing act: you need to be flexible
Legal Compliance
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The Hidden Costs of Inadequate Risk Management in Law Firms
What keeps a lawyer up at night? The answer will depend on where they sit in their role in a law firm. As a solicitor and AML compliance specialist, I
Guide to Source of Wealth & Funds for Law Firm Compliance
As many of you will know I am the Chair of the Law Society’s Economic Crime Taskforce which allows me to share with Team Teal and our clients inside intelligence
SRA Consultation Response Tips for Client Account Changes
Further to the SRA’s January Consultation latest round, Amy Bell at Teal Compliance would like to impart her insights best practice for responses. It’s a hot topic for 2025
Why Culture is the Foundation of Compliance in Law Firms
The word “culture” in terms of how a law firm is run, shouldn’t be a simple trending buzz word, or used for soft skills in marketing and for recruitment requirements.
Risks of Law Firm Client Accounts: Why the SRA is concerned
You will have read at the tail-end of 2024 that the Solicitors Regulation Authority (SRA) has raised concerns over the management of client accounts held by law firms, prompting a
New SRA Notice Warns Against Funds Missing From Client Account
The SRA has published its new Warning Notice (21 June) warns against funds missing from a firm’s client account. The SRA has made it clear shortages will not be tolerated.
Is your law firm’s website compliant with the SRA Price Transparency Rules?
If you’re involved in managing compliance at a UK law firm, you’re probably no stranger to the SRA Price Transparency Rules. But just how compliant is your website? In this
Our New Compliance Culture Services Partnership
What actually is ‘culture’ and what does it really mean to the employees of your business? Culture can often simply mean ‘working environment’. Taking good care of this fundamental aspect
Understanding the Anti-Money Laundering Definition of ‘Suspicion’
When it comes to anti-money laundering (AML) regulations, one term that often baffles legal practitioners is ‘suspicion’. Understanding its nuances is crucial for compliance officers to navigate the complex landscape