Legal Sector Regulation is moving away from rules-based compliance.
Code of Conduct
Roles and Responsibilities of Compliance Officers
Equality and Diversity
Risk Management and Effective Supervision
Read more about them here, or get in touch for a chat about how we can help.
If you would like to find out more about how Teal Compliance and our expert Associates can help with your compliance requirements, we would love to hear from you. Send us your enquiry and we’ll be in touch.
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Amy is my go to expert for both practical advice/help and firm
wide training in both AML and all aspects of compliance. Totally
dedicated, scarily knowledgeable yet always a joy to deal with.
Cyril Arridge, Managing Partner, Quality Solicitors Parkinson Wright