Feel Safe, Call Teal

0333 987 4320

Working Remotely

WITH TEAL COMPLIANCE

The Legal Sector has reacted swiftly to the threat posed by Covid-19 with many firms implementing the whole, or majority of the firm working from home within a few days.

As the UK enters a second phase of dealing with the pandemic, citizens will continue to observe social distancing and limit unnecessary movement.

In carrying out their Compliance Plan, firms may need to make changes to protect their staff. Classroom training and onsite meetings will be challenging.

At Teal, the welfare of our staff and clients is our highest priority and so we will be offering all our services on a remote basis for the time being. We will provide the same high-quality services with interactive training and practical guidance through the use of video conferencing services. We regularly work with clients to access files using their secure access and we can arrange for files to be securely couriered to our team for file reviews and audits.

STAFF COMPLIANCE TRAINING

All staff training courses can be delivered:

Our courses are:

Via a pre-recorded Webinar

Live via a Zoom video call

Via Teal Compliance’s e-learning programme (coming soon)

AML Essentials

Source of Funds / Source of Wealth

Top 10 Tips for AML 

Compliance

SRA Standards and Regulations

GDPR and Data Protection

Equality and Diversity

AUDITS

Anti Money Laundering Audit

Compliance Gap Analysis

A pre-audit review of your AML policies and procedures

A pre-audit review of your AML policies and procedures

Staff interviews beginning with a three-hour Zoom video call with the MLRO followed by a series of 30-minute interviews via Zoom video call with members of staff from each of your regulated departments and the Accounts Team.

Staff interviews beginning with a three-hour Zoom video call with the COLP followed by a series of 30-minute interviews via Zoom video call with members of staff.

File reviewing – reviews of a selection of live and closed files from each regulated department, per office which can be either: Accessed remotely via your VPN (access needed for 48 hours maximum); Accessed via paper files supplied to Teal Compliance (48-hour turnaround).

File reviewing – reviews of a selection of live and closed files from each regulated department, per office which can be either: Accessed remotely via your VPN (access needed for 48 hours maximum); Accessed via paper files supplied to Teal Compliance (48-hour turnaround).

End of review Zoom video call with your MLRO

End of review Zoom video call with your COLP

We will prepare and submit a Draft Report which will be followed up with a Zoom video call to discuss any recommendations made.

We will prepare and submit a Draft Report which will be followed up with a Zoom video call to discuss any recommendations made.

COMPLIANCE REVIEWS

AML Review

Risk Review

A full review of Word versions of your AML policies and procedures sent to us via email

A full review of Word versions of your Risk policies and procedure

A three-hour Zoom video conference call to discuss your policies and procedures

A three-hour Zoom video conference call to discuss your policies and procedures

We will then compile and forward to you our recommended

We then compile and forward to you our recommended ‘to-do list’

MASTERCLASS

AML Masterclass can be delivered:

Via a pre-recorded Webinar

Live via a Zoom video call

Via Teal Compliance’s e-learning programme (coming soon)

GDPR Masterclass can be delivered:

Via a pre-recorded Webinar

Live via a Zoom video call

Via Teal Compliance’s e-learning programme (coming soon)

COLP Masterclass can be delivered:

Via a pre-recorded Webinar

Live via a Zoom video call

Via Teal Compliance’s e-learning programme (coming soon)

GET

in touch

If you would like to find out more about how Teal Compliance and our expert Associates can help with your compliance requirements, we would love to hear from you. Send us your enquiry and we’ll be in touch.

​Feel Safe, Call Teal 0333 987 4320

Amy is my go to expert for both practical advice/help and firm
wide training in both AML and all aspects of compliance. Totally
dedicated, scarily knowledgeable yet always a joy to deal with.

Cyril Arridge, Managing Partner, Quality Solicitors Parkinson Wright